a broker-dealer is acting as a distribution participant in a public offering of stock. to entice customer purchases, the firm pledges to repurchase shares sold in the offering from its customers at a price that's higher than the original public offering price (pop). this type of pledge is: qid: 3569526 mark for review a prohibited unless the customers are free to sell the securities into the open market b allowed if the firm immediately sets aside funds for the repurchase c allowed if the customers' securities and cash are deposited into escrow d prohibited, fraudulent, and manipulative

Answers

Answer 1
Answer:

The correct response is d. Prohibited, fraudulent, and manipulative. The tie-in arrangement that may be used to ARTIFICIALLY raise the price of a stock on the secondary market is the subject of this query.

Due to their manipulation and negative effects on other market participants, these premeditated purchases are PROHIBITED. Underwriters are not allowed to pre-arrange purchase orders that ensure a profit for the customers. Forbidden, inhibited, and interdicted are some typical substitutions for prohibit. The word prohibit implies the creation of rules, ordinances, or regulations even though all of these words have the same meaning—"to prevent one from doing something or to command that something not be done." In signs like "Smoking banned," you frequently see it. It's a powerful word that denotes something is forbidden and implies severe repercussions if the prohibition is broken. Driving a car is not allowed in the town's centre. Tobacco commercials on television are now forbidden by law, according to the government. Parking is utterly forbidden in this area between these gates. forbid He was raised in a strict home where dating was not permitted.

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A key modifying assumption in internal control is that the internal control system is the responsibility of management.a) true
b) false

Answers

Answer:

a) true

Explanation:

Internal control system is the whole system of control financial and otherwise established by management in order to carry on the business of the enterprise in an efficient and orderly manner and to secure the integrity of the records and books of accounts.

The internal control is a management control tools used to ensure efficiency in operations.

A _____ is a document that outlines specific information about your proposed 4, including product, location, and marketing information.a. financial plan
b. franchise agreement
c. partnership contract
d. 4 plan

Answers

A BUSINESS PLAN is a document that outlines specific information about your proposed business, including product, location,and marketing information.

Parts of a business plan are:
1) Cover sheet
2) Table of Contents
3) Executive Summary
4) Part 1 - Organizational Plan
5) Part 2 - Marketing Plan
6) Part 3 - Financial Documents
7) Part 4 - Supporting Document

Final answer:

A Business Plan is what outlines specific information about a proposed idea, including product, location, and marketing information. It is used for starting a business, securing funding, or developing certain projects.

Explanation:

The document that outlines specific information about your proposed idea, including product, location, and marketing information, is termed a Business Plan. This document acts as a roadmap for your business, outlining its objectives, strategies, and financial projections. A business plan helps you to articulate your business concept, evaluate your competition, determine risks, and estimate costs. Consequently, it is an essential tool for starting a business, securing funding, or developing a specific project within an existing business.

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Mediocre economists often consider only the immediate apparent effects of a change, whereas a good economist will also consider effects that may only become observable over time. This statement most clearly emphasizes:A. The fallacy of composition
B. Economizing behavior
C. The importance of secondary effects
D. The fact that association is not causation

Answers

Answer:

C. The importance of secondary effects

Explanation:

Secondary economic impact is a study of economic activities due to recurring rounds of spending by companies, households, and the government.

Secondary effects are long term and comes after the primary effect (first round of spending).

It is also called induced economic effect.

Which of the following is an example of a strength of using a database?Databases only allow one person to access data at a time, which reduces user error.

Databases only allow local access, which reduces the threat of information being stolen.

Databases increase the power of the operating system, which can make your work faster.

Databases can be used to track information related to your business, which could increase profits.

Answers

D, Databases can be used to track information related to your business, which could increase profits; This is the primary purpose of a database so this would be the best answer.

_______________________ are economists who generally emphasize the importance of aggregate supply in determining the size of the macroeconomy over the _____________.A. Keynesian economists; long run
B. Keynesian economists; short run
C. Neoclassical economists; long run
D. Neoclassical economists; short run

Answers

Answer:

The correct answer is C

Explanation:

Neo-classical economists is the one who believe or perspective is on the importance of the aggregate supply which should be for long run. And its first and foremost concern is that to maximize the personal satisfaction.

He emphasize or focus on the importance of supply in order to determine or evaluate the macroeconomy size which should for the period of long run.

What is the failure rate for a franchise? A. 5 percent B. 30 percent C. 50 percent D. 15 percent

Answers

ANSWER:

A. 5

STEP-BY-STEP EXPLANATION:

A few experts deciphered the information to state that over a five-year stretch, 5 percent of units shut. Flip that around, and you have the detail that establishments have a 95 percent achievement rate over a given five years. Here's the trick: The information was not inspected, and since franchisors picked whether to address the inquiries, all things considered, the pool of respondents included more fruitful establishments than ineffective ones.

A. 5 percent
:)
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